Commodity Futures Trading Commission
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Popular Topics for this Agency
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- Authority delegations (government agencies) (13)
- Minimum financial and reported requirements (9)
- Security indexes and security futures products (1)
- Organization and functions (government agencies) (10)
- Treatment of foreign futures or foreign options secured amount (2)
- Permissible uses of official seal by cftc employee recreation association (1)
Most Recent 50 Entries
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May 2012
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April 2012
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March 2012
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February 2012
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January 2012
Most Cited Entries
- Significant Price Discovery Contracts on Exempt Commercial Markets
12/12/2008; 51 citations - A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations
08/10/2001; 43 citations - Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”
12/21/2010; 39 citations - Significant Price Discovery Contracts on Exempt Commercial Markets
03/23/2009; 29 citations - Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping
05/23/2011; 26 citations - Core Principles and Other Requirements for Designated Contract Markets
12/22/2010; 14 citations - Core Principles and Other Requirements for Swap Execution Facilities
01/07/2011; 13 citations - Chicago Board of Trade Futures Contracts in Corn and Soybeans; Order To Change and To Supplement Delivery Specifications
11/13/1997; 12 citations - Customer Margin Rules Relating to Security Futures
08/14/2002; 11 citations - A New Regulatory Framework for Trading Facilities, Intermediaries and Clearing Organizations
03/09/2001; 11 citations - Swap Data Repositories: Registration Standards, Duties and Core Principles
09/01/2011; 10 citations - Trade Options on the Enumerated Agricultural Commodities
11/04/1997; 10 citations - Swap Data Recordkeeping and Reporting Requirements
12/08/2010; 9 citations - Real-Time Public Reporting of Swap Transaction Data
12/07/2010; 9 citations - A New Regulatory Framework for Clearing Organizations
08/29/2001; 9 citations - Adaptation of Regulations to Incorporate Swaps
06/07/2011; 8 citations - Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
12/22/2010; 8 citations - Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
10/18/2010; 8 citations - Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries
09/10/2010; 8 citations - Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
07/07/2006; 7 citations - Position Limits for Futures and Swaps
11/18/2011; 6 citations - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
04/28/2011; 6 citations - Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries
01/20/2010; 6 citations - Cash Settlement and Regulatory Halt Requirements for Security Futures Products
05/24/2002; 6 citations - Cash Settlement and Regulatory Halt Requirements for Security Futures Products
08/30/2001; 6 citations - A New Regulatory Framework for Multilateral Transaction Execution Facilities, Intermediaries and Clearing Organizations
06/22/2000; 6 citations - Amendments to Commodity Pool Operator and Commodity Trading Advisor Disclosure Rules
07/25/1995; 6 citations - Derivatives Clearing Organization General Provisions and Core Principles
11/08/2011; 5 citations - Position Limits for Derivatives
01/26/2011; 5 citations - Swap Data Repositories
12/23/2010; 5 citations - Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forward and Inventory Capital Charges
10/11/2005; 5 citations - Revision of Federal Speculative Position Limits and Associated Rules
05/05/1999; 5 citations - Revision of Federal Speculative Position Limits and Associated Rules
07/17/1998; 5 citations - Registration of Swap Dealers and Major Swap Participants
01/19/2012; 4 citations - Swap Data Recordkeeping and Reporting Requirements
01/13/2012; 4 citations - Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
06/09/2011; 4 citations - Capital Requirements of Swap Dealers and Major Swap Participants
05/12/2011; 4 citations - Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations
02/11/2011; 4 citations - Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
01/06/2011; 4 citations - Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants
12/28/2010; 4 citations - Notice of Revision of Commission Policy Regarding the Listing of New Futures and Option Contracts by Foreign Boards of Trade That Have Received Staff No-Action Relief to Provide Direct Access to Their Automated Trading Systems From Locations in the United States
04/18/2006; 4 citations - Privacy of Consumer Financial Information
04/27/2001; 4 citations - A New Regulatory Framework for Multilateral Transaction Execution Facilities, Intermediaries and Clearing Organizations
12/13/2000; 4 citations - Trade Options on the Enumerated Agricultural Commodities
08/31/1999; 4 citations - Alternative Execution, or Block Trading, Procedures for the Futures Industry
06/29/1999; 4 citations - Electronic Filing of Disclosure Documents With the Commission
04/15/1997; 4 citations - Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
04/03/2012; 3 citations - Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
02/11/2011; 3 citations - Investment of Customer Funds and Record of Investments
02/03/2005; 3 citations - Additional Registration and Other Regulatory Relief for Commodity Pool Operators and Commodity Trading Advisors; Past Performance Issues
08/08/2003; 3 citations
